Hannes Alfvén (1908 - 1995)
Hannes Alfvén was born on May 30, 1908, in Norrköping, Sweden. After a
fulfilling life and career containing remarkable achievements, he died in
his home in Djursholm, Sweden, April 2,1995, a few weeks before his 87th
birthday. During his career, Alfvén made a number of fundamental
theoretical discoveries. The one for which he is best known is the
magnetohydrodynamic (hydromagnetic) wave, commonly called the Alfvén wave.
But he invented a number of other fundamental concepts that are not so
closely associated with his name. These include simplifications in the
concepts with which we treat the behavior of ionized gases (plasmas). He
found the established way of calculating particle orbits (Störmer orbit
theory) to be impractical, especially in the energy range relevant to
auroras. This led him to develop, as a tool, the guiding-center
approximation for the motion of charged particles in electric and magnetic
fields. He also discovered the first adiabatic invariant of charged
particle motion, and he invented the concept of frozen-in magnetic flux.
Together, these tools established magnetohydrodynamics as a resource and as
a field of research. It is hard to imagine working today in plasma physics
without using the tools he provided us. This work, cited as "contributions
and fundamental discoveries in magnetohydrodynamics" earned him a Nobel
Prize for Physics.
The son of Johannes Alfvén and his wife Anna-Clara Romanus, Hannes had an
exceptional family background. His mother was one of the first female
physicians in Sweden, a remarkable achievement at that time. His father,
also a practicing physician, had a strong interest in science. One of his
uncles, Hugo Alfvén, was a famous composer, another was an inventor, and a
third, an agronomist by profession, was very interested in astronomy and
was far ahead of his contemporaries in formulating ideas about the
environment and its problems.
According to Alfvén's own account, two experiences in his youth, one at
home and one in school, influenced his intellectual development and his
professional career. One was the gift at an early age of a popular book on
astronomy, written by the French astronomer Camille Flammarion. This he
read passionately, and it kindled a lifelong interest in astronomy and
astrophysics. The other was his membership in the school's radio club
where he built radio receivers. There was no nearby radio station, and the
one in Stockholm was too weak to be received with primitive equipment in
Norrköping. The most promising was the strong station in Aberdeen,
Scotland. Alfvén has described, with some passion, the thrill he felt when
some faint notes of music emerged out of the atmospheric noise and could be
identified as coming from Aberdeen.
After high school, he entered the University of Uppsala where he studied
mathematics, experimental, and theoretical physics. Working in a physics
department that was focused on spectroscopy, he demonstrated his
characteristic intellectual independence by choosing topics that we would
now classify as nuclear physics and electronics. The title of his doctoral
thesis (1932), which he said was a direct continuation of his radio club
activities, was "Ultra-Short Electromagnetic Waves". Alfvén, again
following his own visions, moved into electronics and astronomy just when
"everyone else" was moving into nuclear physics. For the next eight years,
he worked first at the University of Uppsala and later at the Nobel
Institute in Stockholm. During this period, he spent two relatively brief
periods abroad: a few months with Lise Meitner and Otto Hahn in Berlin and
a half year or so in Cambridge with Rutherford.
While at the Nobel Institute, Alfvén became more and more interested in the
acceleration of charged particles to very high energies, and especially to
the extreme energies of cosmic rays. His early attempt to develop a theory
of the origin of cosmic radiation was published in Nature in 1933. The
paper reflects an important aspect of Hannes Alfvén's approach to science
that he maintained throughout his career. It criticized earlier
speculations concerning cosmic radiation because they did not "seem to be
in accordance with the latest experimental results", and he stated that it
should be possible to "explain the origin of the cosmic rays, introducing
no new hypotheses, and only applying the kinetic gas theory to the
conditions of world space".
In 1940, only 32 of age, Hannes Alfvén was appointed Professor of
Electromagnetic Theory and Electric Measurements at the Royal Institute of
Technology, Stockholm. He once said that, at the time, he attached more
significance to joining the Faculty of the Royal Institute than to the
award of the Nobel Prize some 30 years later. As a result of the rapid
evolution of his interests, his own professorship changed, first to
Electronics in 1946, and then to Plasma Physics in 1963. His vigorous
leadership led to a rapid expansion with the creation of a number of new
professorships and departments. The three departments that directly trace
their origin to his work now form a separate entity within the Royal
Institute of Technology - the Alfvén Laboratory, founded in 1990. In 1967
he accepted a professorship at the University of California, San Diego, and
he divided his time so that he was at the Royal Institute "from the Vernal
Equinox until the Autumnal Equinox" and at UCSD from fall until spring.
His intent was to avoid crossing the Atlantic at other times; he yielded
only twice - once for the birth of a grandchild and once to receive his
Nobel Prize. His scientific activity continued well beyond his formal
retirement in 1973. In 1988 he stopped his seasonal shifts and settled in
Sweden.
Using the magnetic-moment invariant and the guiding-center approximation,
Alfvén gave a simple, physically intuitive demonstration of how a belt of
energetic charged particles can maintain stable circulation around a
magnetized planet such as the Earth. Before Alfvén's discoveries, particle
trajectories had to be calculated by numerical integration, and without the
benefit of digital computers! We were told by one of Störmer's "computers"
(Nicholai Herlofson) that the numerical integration for a simple
trapped-particle orbit required "a fortnight". The tools Alfvén introduced
brought physical imagery and simplified mathematical effort into what had
been a specialized field of mathematical drudgery. Thus, he developed, two
decades before its discovery, the basic tools we use today to describe the
Van Allen radiation belt. He proposed a cosmic-ray acceleration mechanism
that is now known as the Fermi Mechanism (although Alfvén did it before
Fermi). And he fought for years to make us aware of the existence and
importance of electric fields and currents in space.
He was always in the lead. When his ideas on the existence of electric
fields that were perpendicular to magnetic fields were still being
questioned, if not attacked, he added the "double layer", regions of strong
electric fields parallel to the local magnetic field in the rarefied plasma
of space. His magnetic-field-aligned electric field, in combination with
field-aligned currents (originating in what is now called the Alfvén
layer), is now accepted as crucially important for the acceleration of the
charged particles that cause the polar aurora. He also proposed
astrophysical applications for his double layers. He proposed a new
mechanism for the interaction of plasma and un-ionized gas in relative
motion - the Alfvén critical-velocity ionization mechanism. In an entirely
different arena, he was first to offer a plasma-physics theory for the
formation of comet tails in the expanding solar plasma (the solar wind).
Alfvén's impact is such that if one attends a meeting on magnetospheric
physics, solar physics, or space plasma physics, it is rare to sit through
more than a few papers before one hears his name mentioned. Besides Alfvén
waves and the associated Alfvén speed, his name has become attached to
Alfvén layers, Alfvén critical points, several different kinds of Alfvén
radii, and Alfvén distances.
Hannes Alfvén possessed a gift that allowed him to extract results of great
importance and generality from specific problems. It is a mark of his
genius that his initial understanding came primarily from physical
reasoning; the mathematical demonstrations came only after he had, in his
mind's eye, determined the physical process. The discovery of Alfvén waves
is, in many ways, representative of his approach. It grew out of a specific
problem, namely that of sunspots. He first determined that it was possible
to propagate electromagnetic waves in a highly conducting plasma. (This he
claimed was the easy part.) Only then did he develop the mathematical
demonstrations. The idea that such waves were possible ran contrary to the
conventional thought of the time because it was taught that electromagnetic
waves could propagate no more than a skin depth (about a wavelength) into a
good conductor. But Alfvén had found, by pure power of intellect, an
entirely new propagation mode. He discovered how electromagnetic waves can
propagate without damping in a plasma of arbitrarily high conductivity.
His work on the cosmic-ray problem led him to propose in 1937 the existence
of a galactic magnetic field. Because interstellar space was, then, held
to be a vacuum, it was widely believed that there could be no interstellar
magnetic field because the magnetic field of individual stars, declining in
a vacuum as 1/r3, would be too weak to fill interstellar space. Alfvén
proposed that interstellar space could contain sufficient plasma to carry
electric currents that would produce the required field locally. Only much
later was the existence of the galactic magnetic field confirmed, and, as
is typical of many of his contributions, without formal recognition of his
original proposal.
He abided by the principle that theories of cosmical phenomena must agree
with laboratory experiments. (The definition of "laboratory" was later
enlarged to include experiments in space.) He accepted the proposition
that the laws of nature apply everywhere. A key to his success seems to be
the fresh perspective that came from applying laboratory results to
problems in space physics and astrophysics. For example, his proposal of
the double layer was, in part, based on his experience with mercury-vapor
rectifiers used in commercial, high-voltage DC transmission.
Hannes Alfvén received the Nobel Prize in Physics in 1970 from the Swedish King
Gustavus Adolphus VI.
Considering his many fundamental accomplishments, it now seems bizarre
that, until he was awarded the Nobel Prize in 1970, he was not well
regarded by leading members of the scientific establishment (and, of
course, a substantial segment of the scientific community that constituted
their followers). For example, in 1939 he wrote a remarkable paper in
which he proposed a theory for magnetic storms and auroras. This paper,
which lays out presently accepted basic ideas on how plasma flows around a
dipole magnetic field to create Birkeland currents that flow in and out of
the auroral zone, was rejected by the predecessor of the Journal of
Geophysical Research because it disagreed with the theories of Sydney
Chapman and his colleagues. To get this and others of his important early
papers published, he eventually turned to journals that did not enjoy
international readership. Most of his ideas were finally made known to the
scientific community through his marvelous book, Cosmical Electrodynamics,
published by Oxford University Press in 1950. This book has been the
inspiration for a number of books by others having similar approaches,
similar contents, and, in some cases, even similar titles.
It usually took years for his ideas to be accepted. For example, his
discovery of hydromagnetic waves was presented in an admirably simple and
clear mathematical form in a Letter to Nature published in 1942.
Acceptance came suddenly some six years later when, as Alfvén recounted, at
the end of a seminar he gave at the University of Chicago in 1948, the
famous physicist Enrico Fermi nodded his head and said "of course" and,
according to Alfvén's account, the prestige of Fermi was such that "the
next day, everyone nodded and said, 'of course'".
Some of Hannes Alfvén's ideas are still controversial. One example is
symmetric cosmology, which implies that the Universe consists of equal
amounts of matter and anti-matter separated by thin boundary layers. The
AGU is holding a medal he created - The Alpha-Centauri Medal - to be given
to the first person who determines whether that star is made of matter or
anti-matter. This was typical of the spirit of Hannes Alfvén; when the
Bowie Medal was bestowed upon him, he responded by giving the
Alpha-Centauri Medal to the AGU for safekeeping and eventual placement. A
picture of the medal can be seen in EOS [EOS Trans. AGU, vol. 70, p. 10,
1989].
Besides the Nobel Prize and the AGU's Bowie Medal, Alfvén received other
honors. He was one of the few who were members of both the American and
the Soviet Academies of Sciences. Hannes Alfvén, with his wife Kerstin,
also took an active interest in important matters outside science,
especially those related to environment, population growth, and
disarmament. One result of these interests was a series of books that
Hannes wrote, some together with Kerstin. When nuclear power first became
a possibility, Alfvén supported its development for commercial use.
However, within a few years, when disadvantages emerged, Alfvén became a
vigorous opponent. In Sweden, his persuasive support of the anti-nuclear
position is acknowledged as an important element in Sweden's eventual
decision to abandon its nuclear power program.
Alfvén contributed to the progress of science not only by his own work but
also by the inspiration he gave to his many students as well as to
colleagues all over the world. His death has left many of us with a
feeling of great loss but also of deep gratitude for all that he has meant
as a scientist and as a friend.
C.-G. Fälthammar, Royal Institute of Technology, Stockholm
A. J. Dessler, University of Arizona, Tucson
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